Overview
Processes work when ownership is unambiguous and information reaches the right level at the right time. The operating model fixes roles and decision rights; cadence fixes the review clock. Clear tiers (front line → team lead → department → enterprise) allow local action and fast escalation.
Principles
One owner per outcome
Every process step has one accountable role (RACI: exactly one A). Shared ownership causes delay.
Short loops, few metrics
Review only the critical few KPIs and KCIs. Act within the review window; don’t let issues age through cycles.
Same facts, all levels
Daily, weekly, and month-end views use the same data and logic. No side files. ISO 9001 emphasizes consistent “documented information.”
Structure (tiers, roles, decision rights)
Tiers
- Tier 1 – Front line: today’s work; defects, blockers, on-time tasks.
- Tier 2 – Team/area: trend view; staffing, backlog, systemic fixes.
- Tier 3 – Function: flow across teams; policy and capacity moves.
- Tier 4 – Enterprise: cross-functional trade-offs; portfolio and risk.
Decision rights
Publish a decision catalog (owner, inputs, thresholds, SLA) and link to Delegations of Authority (DoA). Use RAPID/DACI where cross-functional decisions stall.
Role clarity
- RACI per process step (one A; appropriate R/C/I)
- Escalation path per risk class (time to escalate, target tier)
- Named backups for critical roles
Daily cadence
Purpose
Stabilize flow: surface blockers, assign actions, and confirm today’s plan. 10–20 minutes; stand-up where possible.
Agenda (example)
- Yesterday’s completes vs. plan; today’s plan
- Blockers and defects (owner, due date)
- Safety/quality alerts; control breaks
Signals & rules
- Green/amber/red based on threshold breaches
- Each red has an owner and next step
- Escalate within a fixed time if unresolved
Weekly cadence
Purpose
Trend and improvement: review KPIs/KCIs, remove recurring causes, and coordinate cross-team work.
Agenda (example)
- Lead time (median/p90), FPY, backlog aging
- Control health (late approvals, failed reconciliations)
- Top issues, root cause, and countermeasures
Decisions
- Re-balance work; pull help from other lanes
- Approve small standard changes
- Escalate unresolved risks to monthly forum
Monthly & quarterly rhythm
Monthly
- SPC/control view (common vs. special cause)
- Benefits tracking vs. plan; cost per unit
- Policy/standard updates; retire redundant controls
Quarterly
- Capability/portfolio alignment; capacity and skills
- Audit/readiness checks (ISO 9001, COBIT/COSO where relevant)
- Refresh targets and improvement backlog
Consistency
Use one board per tier with the same KPI/KCI definitions (operational definitions, time base, data source). Avoid redefining KPIs per forum.
Change & release windows
Why windows
Consolidating changes into approved windows reduces disruption and eases rollback. Aligns with ITIL Change/Release practices.
Rules of thumb
- Risk-based approvals (Standard/Normal/Emergency)
- Pre-deployment checklist and rollback plan
- Post-deployment review within the weekly forum
References
- ITIL change & release guidance (AXELOS) — axelos.com
- COBIT governance links — isaca.org
Escalation & risk
Escalation ladder
- Time-based (e.g., 24h unresolved → Tier 2; 48h → Tier 3)
- Impact-based (safety, compliance, customer)
- Documented in decision catalog; visible on boards
Risk registers
Keep a short, living list with owner, likelihood/impact, mitigations, and review dates. Escalate if risk breaches thresholds.
Incident → learning
Use lightweight post-incident reviews with action owners and due dates. Close the loop in the weekly cadence.
Visual management & boards
Board content
- KPIs (flow/quality/cost) and KCIs (control health)
- Actions with owners/dates; aging and status
- Risks, changes scheduled, upcoming releases
Good practice
- Same layout across tiers to speed comprehension
- Green/amber/red thresholds match operational definitions
- Drill-through to evidence and SOPs
Remote & hybrid norms
Rituals
- Video on for daily/weekly; agenda and minutes by default
- Time-boxed updates; rotate facilitators
- Shared board; decisions and actions logged live
Etiquette
- Start on time; end with owners and dates
- No parallel chat for decisions; record in the catalog
- Publish recordings only when policy allows
Operating model artifacts
Decision catalog & DoA
Recurring decisions with owners, thresholds, SLAs; linked to Delegations of Authority.
RACI & SOPs
One A per step; SOPs tied to maps; versioned with change log.
KPI/KCI board
Operational definitions, thresholds, owners, and drill-through to evidence.
90-day starter
Days 0–30
- Pick one process; appoint one accountable owner per step.
- Stand up Tier-1 daily board with 3–5 KPIs/KCIs.
- Publish decision catalog for top 10 decisions.
Days 31–60
- Launch Tier-2 weekly; add SPC to one KPI.
- Define change windows; test a small rollback drill.
- Install escalation timings and risk register.
Days 61–90
- Start Tier-3 monthly; align targets; retire vanity metrics.
- Run first conformance check (map vs. reality) and close gaps.
References
Set the model. Run the cadence. Keep one story of the truth.
If you want a starter kit (decision catalog, DoA, board templates), ask for a copy.